24. June 2014 | Voting Rights Announcements
AIXTRON SE 24.06.2014 18:19 Dissemination of a Voting Rights Announcement, transmitted by DGAP - a company of EQS Group AG. The issuer is solely responsible for the content of this announcement. --------------------------------------------------------------------------- Notifications of voting rights pursuant to Art. 25a, Sec. 1 WpHG We received the following notification pursuant to Art. 25a, Sec. 1 WpHG on June 19, 2014: 1. Listed company: AIXTRON SE Kaiserstr. 98, 52134 Herzogenrath, Germany 2. Notifier: UBS AG, Zurich, Switzerland 3. Triggering event: Falling below threshold 4. Threshold(s) crossed or reached: 5% 5. Date at which the threshold is crossed or reached: 13.06.2014 6. Total amount of voting rights: 4.90% (equals 5518898 voting rights) calculated from the following total number of voting rights issued: 112625517 7. Detailed information on the voting rights proportion: Voting rights proportion based on financial/other instruments pursuant to sec. 25a WpHG: 1.21% (equals 1364849 voting rights) thereof held indirectly: 0.00% (equals 0 voting rights) Voting rights proportion based on financial/other instruments pursuant to sec. 25 WpHG: 1.13% (equals 1273520 voting rights) thereof held indirectly: 0.00% (equals 0 voting rights) Voting rights pursuant to sec. 21, 22 WpHG: 2.56% (equals 2880529 voting rights) 8. Detailed information on financial/other instruments pursuant to sec. 25a WpHG: ISIN or name/description of the financial/other instrument: Cash Settled Equity Option Maturity: Expiration date: 20.06.2014 ISIN or name/description of the financial/other instrument: Cash Settled Equity Option Maturity: Expiration date: 25.06.2014 ISIN or name/description of the financial/other instrument: Cash Settled Equity Option Maturity: Expiration date: 19.12.2014 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 02.02.2015 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 04.02.2015 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 17.03.2015 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 24.04.2015 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 30.06.2015 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 01.04.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 30.09.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 20.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 03.02.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 13.02.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 13.07.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 17.07.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 19.07.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 15.01.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 25.09.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 01.10.2018 Furthermore, we received the following notification pursuant to Art. 25a, Sec. 1 WpHG on June 19, 2014: 1. Listed company: AIXTRON SE Kaiserstr. 98, 52134 Herzogenrath, Germany 2. Notifier: UBS AG, Zurich, Switzerland 3. Triggering event: Exceeding threshold 4. Threshold(s) crossed or reached: 5% 5. Date at which the threshold is crossed or reached: 16.06.2014 6. Total amount of voting rights: 5.04% (equals 5672536 voting rights) calculated from the following total number of voting rights issued: 112625517 7. Detailed information on the voting rights proportion: Voting rights proportion based on financial/other instruments pursuant to sec. 25a WpHG: 1.23% (equals 1381542 voting rights) thereof held indirectly: 0.00% (equals 0 voting rights) Voting rights proportion based on financial/other instruments pursuant to sec. 25 WpHG: 1.26% (equals 1416578 voting rights) thereof held indirectly: 0.00% (equals 0 voting rights) Voting rights pursuant to sec. 21, 22 WpHG: 2.55% (equals 2874416 voting rights) 8. Detailed information on financial/other instruments pursuant to sec. 25a WpHG: ISIN or name/description of the financial/other instrument: Cash Settled Equity Option Maturity: Expiration date: 20.06.2014 ISIN or name/description of the financial/other instrument: Cash Settled Equity Option Maturity: Expiration date: 25.06.2014 ISIN or name/description of the financial/other instrument: Cash Settled Equity Option Maturity: Expiration date: 19.12.2014 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 02.02.2015 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 04.02.2015 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 17.03.2015 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 24.04.2015 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 30.06.2015 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 01.04.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 30.09.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 20.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 03.02.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 13.02.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 13.07.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 17.07.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 19.07.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 15.01.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 25.09.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 01.10.2018 24.06.2014 DGAP's Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Media archive at www.dgap-medientreff.de and www.dgap.de --------------------------------------------------------------------------- Language: English Company: AIXTRON SE Kaiserstr. 98 52134 Herzogenrath Germany Internet: www.aixtron.com End of Announcement DGAP News-Service ---------------------------------------------------------------------------
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