25. June 2014 | Voting Rights Announcements
AIXTRON SE 25.06.2014 17:21 Dissemination of a Voting Rights Announcement, transmitted by DGAP - a company of EQS Group AG. The issuer is solely responsible for the content of this announcement. --------------------------------------------------------------------------- Notifications of voting rights pursuant to Art. 25a, Sec. 1 WpHG We received the following notification pursuant to Art. 25a, Sec. 1 WpHG on June 20, 2014: 1. Listed company: AIXTRON SE Kaiserstr. 98, 52134 Herzogenrath, Germany 2. Notifier: Credit Suisse AG, Zurich, Switzerland 3. Triggering event: Exceeding Threshold 4. Threshold(s) crossed or reached: 5% 5. Date at which the threshold is crossed or reached: 17.06.2014 6. Total amount of voting rights: 5.23% (equals 5888402 voting rights) calculated from the following total number of voting rights issued: 112625517 7. Detailed information on the voting rights proportion: Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: 0.50% (equals 562771 voting rights) thereof held indirectly: 0.50% (equals 562771 voting rights) Voting rights proportion based on financial/other instruments pursuant to sec. 25 WpHG: 3.02% (equals 3397913 voting rights) thereof held indirectly: 1.83% (equals 2059791 voting rights) Voting rights pursuant to sec. 21, 22 WpHG: 1.71% (equals 1927718 voting rights) 8. Detailed information on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: Chain of controlled undertakings: Credit Suisse Investments (UK), Credit Suisse Investment Holdings (UK), Credit Suisse Securities (Europe) Ltd. ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement Maturity: Expiration date: 05.08.2014 ISIN or name/description of the financial/other instrument: Equity swap, cash settlement Maturity: Expiration date: 03.11.2014 ISIN or name/description of the financial/other instrument: Equity swap, cash settlement Maturity: Expiration date: 04.11.2014 ISIN or name/description of the financial/other instrument: Equity swap, cash settlement Maturity: Expiration date: 05.12.2014 ISIN or name/description of the financial/other instrument: Equity swap, cash settlement Maturity: Expiration date: 08.01.2015 ISIN or name/description of the financial/other instrument: Equity swap, cash settlement Maturity: Expiration date: 12.01.2015 ISIN or name/description of the financial/other instrument: Equity swap, cash settlement Maturity: Expiration date: 14.05.2015 ISIN or name/description of the financial/other instrument: Equity swap, cash settlement Maturity: Expiration date: 15.05.2015 ISIN or name/description of the financial/other instrument: Equity swap, cash settlement Maturity: Expiration date: 03.07.2015 ISIN or name/description of the financial/other instrument: Equity swap, cash settlement Maturity: Expiration date: 15.12.2015 ISIN or name/description of the financial/other instrument: Equity swap, cash settlement Maturity: Expiration date: 02.10.2017 Furthermore, We received the following notification pursuant to Art. 25a, Sec. 1 WpHG on June 24, 2014: 1. Listed company: AIXTRON SE Kaiserstr. 98, 52134 Herzogenrath, Germany 2. Notifier: Credit Suisse AG, Zurich, Switzerland 3. Triggering event: Falling Below Threshold 4. Threshold(s) crossed or reached: 5% 5. Date at which the threshold is crossed or reached: 19.06.2014 6. Total amount of voting rights: 4.99% (equals 5618603 voting rights) calculated from the following total number of voting rights issued: 112625517 7. Detailed information on the voting rights proportion: Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: 0.52% (equals 583767 voting rights) thereof held indirectly: 0.52% (equals 583767 voting rights) Voting rights proportion based on financial/other instruments pursuant to sec. 25 WpHG: 3.19% (equals 3596054 voting rights) thereof held indirectly: 2.00% (equals 2257932 voting rights) Voting rights pursuant to sec. 21, 22 WpHG: 1.28% (equals 1438782 voting rights) 8. Detailed information on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: Chain of controlled undertakings: Credit Suisse Investments (UK), Credit Suisse Investment Holdings (UK), Credit Suisse Securities (Europe) Ltd. ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement Maturity: Expiration date: 05.08.2014 ISIN or name/description of the financial/other instrument: Equity swap, cash settlement Maturity: Expiration date: 03.11.2014 ISIN or name/description of the financial/other instrument: Equity swap, cash settlement Maturity: Expiration date: 04.11.2014 ISIN or name/description of the financial/other instrument: Equity swap, cash settlement Maturity: Expiration date: 05.12.2014 ISIN or name/description of the financial/other instrument: Equity swap, cash settlement Maturity: Expiration date: 08.01.2015 ISIN or name/description of the financial/other instrument: Equity swap, cash settlement Maturity: Expiration date: 12.01.2015 ISIN or name/description of the financial/other instrument: Equity swap, cash settlement Maturity: Expiration date: 14.05.2015 ISIN or name/description of the financial/other instrument: Equity swap, cash settlement Maturity: Expiration date: 15.05.2015 ISIN or name/description of the financial/other instrument: Equity swap, cash settlement Maturity: Expiration date: 03.07.2015 ISIN or name/description of the financial/other instrument: Equity swap, cash settlement Maturity: Expiration date: 15.12.2015 ISIN or name/description of the financial/other instrument: Equity swap, cash settlement Maturity: Expiration date: 02.10.2017 Furthermore, we received the following notification pursuant to Art. 25a, Sec. 1 WpHG on June 23, 2014: 1. Listed company: AIXTRON SE Kaiserstr. 98, 52134 Herzogenrath, Germany 2. Notifier: Credit Suisse Group AG, Zurich, Switzerland 3. Triggering event: Exceeding Threshold 4. Threshold(s) crossed or reached: 5% 5. Date at which the threshold is crossed or reached: 17.06.2014 6. Total amount of voting rights: 5.23% (equals 5888402 voting rights) calculated from the following total number of voting rights issued: 112625517 7. Detailed information on the voting rights proportion: Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: 0.50% (equals 562771 voting rights) thereof held indirectly: 0.50% (equals 562771 voting rights) Voting rights proportion based on financial/other instruments pursuant to sec. 25 WpHG: 3.02% (equals 3397913 voting rights) thereof held indirectly: 3.02% (equals 3397913 voting rights) Voting rights pursuant to sec. 21, 22 WpHG: 1.71% (equals 1927718 voting rights) 8. Detailed information on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: Chain of controlled undertakings: Credit Suisse AG, Credit Suisse Investments (UK), Credit Suisse Investment Holdings (UK), Credit Suisse Securities (Europe) Ltd. ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement Maturity: Expiration date: 05.08.2014 ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement Maturity: Expiration date: 03.11.2014 ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement Maturity: Expiration date: 04.11.2014 ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement Maturity: Expiration date: 05.12.2014 ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement Maturity: Expiration date: 08.01.2015 ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement Maturity: Expiration date: 12.01.2015 ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement Maturity: Expiration date: 14.05.2015 ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement Maturity: Expiration date: 15.05.2015 ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement Maturity: Expiration date: 03.07.2015 ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement Maturity: Expiration date: 15.12.2015 ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement Maturity: Expiration date: 02.10.2017 Furthermore, We received the following notification pursuant to Art. 25a, Sec. 1 WpHG on June 24, 2014: 1. Listed company: AIXTRON SE Kaiserstr. 98, 52134 Herzogenrath, Germany 2. Notifier: Credit Suisse Group AG, Zurich, Switzerland 3. Triggering event: Falling Below Threshold 4. Threshold(s) crossed or reached: 5% 5. Date at which the threshold is crossed or reached: 19.06.2014 6. Total amount of voting rights: 4.99% (equals 5618603 voting rights) calculated from the following total number of voting rights issued: 112625517 7. Detailed information on the voting rights proportion: Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: 0.52% (equals 583767 voting rights) thereof held indirectly: 0.52% (equals 583767 voting rights) Voting rights proportion based on financial/other instruments pursuant to sec. 25 WpHG: 3.19% (equals 3596054 voting rights) thereof held indirectly: 3.19% (equals 3596054 voting rights) Voting rights pursuant to sec. 21, 22 WpHG: 1.28% (equals 1438782 voting rights) 8. Detailed information on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: Chain of controlled undertakings: Credit Suisse AG, Credit Suisse Investments (UK), Credit Suisse Investment Holdings (UK), Credit Suisse Securities (Europe) Ltd. ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement Maturity: Expiration date: 05.08.2014 ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement Maturity: Expiration date: 03.11.2014 ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement Maturity: Expiration date: 04.11.2014 ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement Maturity: Expiration date: 05.12.2014 ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement Maturity: Expiration date: 08.01.2015 ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement Maturity: Expiration date: 12.01.2015 ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement Maturity: Expiration date: 14.05.2015 ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement Maturity: Expiration date: 15.05.2015 ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement Maturity: Expiration date: 03.07.2015 ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement Maturity: Expiration date: 15.12.2015 ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement Maturity: Expiration date: 02.10.2017 25.06.2014 DGAP's Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Media archive at www.dgap-medientreff.de and www.dgap.de --------------------------------------------------------------------------- Language: English Company: AIXTRON SE Kaiserstr. 98 52134 Herzogenrath Germany Internet: www.aixtron.com End of Announcement DGAP News-Service ---------------------------------------------------------------------------
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