29. June 2015 | Voting Rights Announcements

On June 24, 2015, UBS Group AG, Zurich, Switzerland has informed us according to Article 21, Section

AIXTRON SE 

29.06.2015 17:21

Dissemination of a Voting Rights Announcement, transmitted by
DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
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On June 24, 2015, UBS Group AG, Zurich, Switzerland has informed us
according to Article 21, Section 1 of the WpHG that via shares its Voting
Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 5%
threshold of the Voting Rights on June 19, 2015 and on that day amounted to
4.99% (this corresponds to 5624525 Voting Rights). 4.99% of Voting Rights
(this corresponds to 5624525 Voting Rights) are attributed to the company
in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG
(German Securities Trading Act). Attributed Voting Rights are held by the
following companies under its control, whose share of the Voting Rights in
AIXTRON SE amounts to 3 percent or more: UBS AG.
 
Furthermore, on June 24, 2015, UBS AG, Zurich, Switzerland has informed us
according to Article 21, Section 1 of the WpHG that via shares its Voting
Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 5%
threshold of the Voting Rights on June 19, 2015 and on that day amounted to
4.99% (this corresponds to 5624525 Voting Rights). 1.01% of Voting Rights
(this corresponds to 1135032 Voting Rights) are attributed to the company
in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG
(German Securities Trading Act).

Furthermore, on June 26, 2015, UBS Group AG, Zurich, Switzerland has
informed us according to Article 21, Section 1 of the WpHG that via shares
its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the
5% threshold of the Voting Rights on June 22, 2015 and on that day amounted
to 5.005% (this corresponds to 5640715 Voting Rights). 5.005% of Voting
Rights (this corresponds to 5640715 Voting Rights) are attributed to the
company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the
WpHG (German Securities Trading Act). Attributed Voting Rights are held by
the following companies under its control, whose share of the Voting Rights
in AIXTRON SE amounts to 3 percent or more: UBS AG.

Furthermore, on June 26, 2015, UBS AG, Zurich, Switzerland has informed us
according to Article 21, Section 1 of the WpHG that via shares its Voting
Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 5% threshold
of the Voting Rights on June 22, 2015 and on that day amounted to 5.005%
(this corresponds to 5640715 Voting Rights). 1.01% of Voting Rights (this
corresponds to 1134962 Voting Rights) are attributed to the company in
accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG
(German Securities Trading Act).

Furthermore, on June 26, 2015, UBS Group AG, Zurich, Switzerland has
informed us according to Article 21, Section 1 of the WpHG that via shares
its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below
the 5% threshold of the Voting Rights on June 24, 2015 and on that day
amounted to 4.997% (this corresponds to 5631266 Voting Rights). 4.997% of
Voting Rights (this corresponds to 5631266 Voting Rights) are attributed to
the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of
the WpHG (German Securities Trading Act). Attributed Voting Rights are held
by the following companies under its control, whose share of the Voting
Rights in AIXTRON SE amounts to 3 percent or more: UBS AG.

Furthermore, on June 26, 2015, UBS AG, Zurich, Switzerland has informed us
according to Article 21, Section 1 of the WpHG that via shares its Voting
Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 5%
threshold of the Voting Rights on June 24, 2015 and on that day amounted to
4.997% (this corresponds to 5631266 Voting Rights). 1.02% of Voting Rights
(this corresponds to 1153575 Voting Rights) are attributed to the company
in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG
(German Securities Trading Act).

Furthermore, we received the following notification pursuant to Art. 25a,
Sec. 1 WpHG on June 24, 2015:
1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath,
Germany
2. Notifier: UBS Group AG, Zurich, Switzerland 
3. Triggering event: Falling below threshold
4. Threshold(s) crossed or reached: 10%
5. Date at which the threshold is crossed or reached: 18.06.2015
6. Total amount of voting rights: 9.95% (equals 11208883 voting rights)
calculated from the following total number of voting rights issued:
112701905
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 3.94% (equals 4440811 voting rights) thereof held
indirectly: 3.94% (equals 4440811 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 0.94% (equals 1058131 voting rights) thereof held indirectly:
0.94% (equals 1058131 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG: 5.07% (equals 5709941 voting
rights)
8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:
Chain of controlled undertakings: UBS AG
ISIN or name/description of the financial/other instrument: Physically
Settled Put Option, Expiration date: 19.06.2015
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 06.06.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 30.09.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 08.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 27.03.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 13.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 03.11.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 05.02.2018
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 19.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 02.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 13.12.2016

Furthermore, we received the following notification pursuant to Art. 25a,
Sec. 1 WpHG on June 24, 2015:
1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath,
Germany
2. Notifier: UBS AG, Zurich, Switzerland 
3. Triggering event: Falling below threshold 
4. Threshold(s) crossed or reached: 10% 
5. Date at which the threshold is crossed or reached: 18.06.2015 
6. Total amount of voting rights: 9.95% (equals 11208883 voting rights) 
calculated from the following total number of voting rights issued:
112701905
7. Detailed information on the voting rights proportion: 
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 3.94% (equals 4440811 voting rights) thereof held
indirectly: 0% (equals 0 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 0.94% (equals 1058131 voting rights) thereof held indirectly:
0.09% (equals 96429 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG: 5.07% (equals 5709941 voting
rights)
8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:
ISIN or name/description of the financial/other instrument: Physically
Settled Put Option, Expiration date: 19.06.2015
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 06.06.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 30.09.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 08.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 27.03.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 13.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 03.11.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 05.02.2018
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 19.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 02.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 13.12.2016



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Language:     English
Company:      AIXTRON SE
              Dornkaulstraße 2
              52134 Herzogenrath
              Germany
Internet:     www.aixtron.com
 
End of Announcement                             DGAP News-Service
 
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