22. April 2024 | Stimmrechtsmitteilungen

AIXTRON SE AIXTRON SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 22.04.2024 / 20:27 CET/CEST

AIXTRON SE
AIXTRON SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
22.04.2024 / 20:27 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

Notification of Major Holdings

1. Details of issuer
Name: AIXTRON SE
Street: Dornkaulstraße 2
Postal code: 52134
City: Herzogenrath
Germany
Legal Entity Identifier (LEI): 5299004UJ4D51M25LD67

2. Reason for notification
X Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
  Change of breakdown of voting rights
X Other reason:
voluntary group notification with triggered threshold on subsidiary level

3. Details of person subject to the notification obligation
Legal entity: Invesco Ltd.
City of registered office, country: Hamilton, Bermuda

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
 

5. Date on which threshold was crossed or reached:
17 Apr 2024

6. Total positions
  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 3.16 % 0.01 % 3.18 % 113415120
Previous notification 4.99 % 0.00 % 4.99 % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000A0WMPJ6 0 3583150 0.00 % 3.16 %
US0096062031 0 3006 0.00 % 0 %
Total 3586156 3.16 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
0 0.00 %
    Total 0 0.00 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
Rights to recall lent shares of Common Stock 15502 0.01 %
      Total 15502 0.01 %

8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
Invesco Ltd % % %
Invesco Holding Company Limited % % %
Invesco Holding Company (US), Inc. % % %
Oppenheimer Acquisition Corporation % % %
OppenheimerFunds, Inc. % % %
Invesco Group Services, Inc. % % %
Invesco Advisers, Inc. 3.00 % % %
- % % %
Invesco Ltd. % % %
Invesco Holding Company Limited % % %
Invesco Holding Company (US), Inc. % % %
Oppenheimer Acquisition Corporation % % %
OppenheimerFunds, Inc. % % %
Invesco Group Services, Inc. % % %
Invesco Capital Management LLC % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:
 

Date
19 Apr 2024



22.04.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
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