04. November 2013 | Voting Rights Announcements
AIXTRON SE 04.11.2013 13:47 Dissemination of a Voting Rights Announcement, transmitted by DGAP - a company of EQS Group AG. The issuer is solely responsible for the content of this announcement. --------------------------------------------------------------------------- Notifications of voting rights pursuant to Art. 25a, Sec. 1 WpHG and Art. 25, Sec. 1 WpHG We received the following notification pursuant to Art. 25a, Sec. 1 WpHG on October 30, 2013: 1. Listed company: AIXTRON SE Kaiserstr. 98, 52134 Herzogenrath, Germany 2. Notifier: DEUTSCHE BANK AKTIENGESELLSCHAFT , Frankfurt, Germany 3. Triggering event: Exceeding Threshold 4. Threshold(s) crossed or reached: 5% 5. Date at which the threshold is crossed or reached: 24.10.2013 6. Total amount of voting rights: 6.19% (equals 6964619 voting rights) calculated from the following total number of voting rights issued: 112454470 7. Detailed information on the voting rights proportion: Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: 0.77% (equals 862461 voting rights) thereof held indirectly: 0.00% (equals 0 voting rights) Voting rights proportion based on financial/other instruments pursuant to sec. 25 WpHG: 0.02% (equals 25000 voting rights) thereof held indirectly: 0.00% (equals 0 voting rights) Voting rights pursuant to sec. 21, 22 WpHG: 5.40% (equals 6077158 voting rights) 8. Detailed information on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: ISIN or name/description of the financial/other instrument: Cash Settled Swap Maturity: Expiration date: 26.11.2013 ISIN or name/description of the financial/other instrument: Cash Settled Swap Maturity: Expiration date: 04.11.2013 ISIN or name/description of the financial/other instrument: Cash Settled Swap Maturity: Expiration date: 06.05.2014 ISIN or name/description of the financial/other instrument: Cash Settled Swap Maturity: Expiration date: 03.04.2014 ISIN or name/description of the financial/other instrument: Cash Settled Swap Maturity: Expiration date: 31.12.2013 ISIN or name/description of the financial/other instrument: Cash Settled Swap Maturity: Expiration date: 19.12.2013 ISIN or name/description of the financial/other instrument: Cash Settled Swap Maturity: Expiration date: 18.12.2013 ISIN or name/description of the financial/other instrument: Cash Settled Swap Maturity: Expiration date: 16.12.2013 ISIN or name/description of the financial/other instrument: Cash Settled Swap Maturity: Expiration date: 10.12.2013 ISIN or name/description of the financial/other instrument: Cash Settled Swap Maturity: Expiration date: 03.12.2013 ISIN or name/description of the financial/other instrument: Cash Settled Swap Maturity: Expiration date: 29.05.2015 ISIN or name/description of the financial/other instrument: Cash Settled Swap Maturity: Expiration date: 19.11.2014 ISIN or name/description of the financial/other instrument: Cash Settled Swap Maturity: Expiration date: 14.10.2014 ISIN or name/description of the financial/other instrument: Cash Settled Swap Maturity: Expiration date: 12.09.2014 ISIN or name/description of the financial/other instrument: Cash Settled Swap Maturity: Expiration date: 13.08.2014 ISIN or name/description of the financial/other instrument: Cash Settled Swap Maturity: Expiration date: 31.07.2014 ISIN or name/description of the financial/other instrument: Cash Settled Swap Maturity: Expiration date: 03.07.2014 ISIN or name/description of the financial/other instrument: Cash Settled Swap Maturity: Expiration date: 14.05.2014 ISIN or name/description of the financial/other instrument: Physically Settled Short Put Option Maturity: Expiration date: 20.12.2013 Furthermore, we received the following notification pursuant to Art. 25, sec. 1 WpHG on October 30, 2013: 1. Listed company: AIXTRON SE Kaiserstr. 98, 52134 Herzogenrath, Germany 2. Notifier: DEUTSCHE BANK AKTIENGESELLSCHAFT, Frankfurt, Germany 3. Triggering event: Exceeding threshold 4. Threshold(s) crossed or reached: 5% 5. Date at which the threshold is crossed or reached:# 24.10.2013 6. Total amount of voting rights: 5.43% (equals 6102158 voting rights) calculated from the following total number of voting rights issued: 112454470 7. Detailed information on the voting rights proportion: Voting rights proportion based on financial/other instruments pursuant to sec. 25 WpHG: 0.02% (equals 25000 voting rights) thereof held indirectly: 0.00% (equals 0 voting rights) Voting rights pursuant to sec. 21, 22 WpHG: 5.40% (equals 6077158 voting rights) 8. Detailed information on financial/other instruments pursuant to sec. 25 WpHG: ISIN or name/description of the financial/other instrument: Physically Settled Long Call Exercise period: Maturity: Expiration date: 20.12.2013 04.11.2013 DGAP's Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Media archive at www.dgap-medientreff.de and www.dgap.de --------------------------------------------------------------------------- Language: English Company: AIXTRON SE Kaiserstr. 98 52134 Herzogenrath Germany Internet: www.aixtron.com End of Announcement DGAP News-Service ---------------------------------------------------------------------------
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