15. January 2015 | Voting Rights Announcements
AIXTRON SE 15.01.2015 13:30 Dissemination of a Voting Rights Announcement, transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement. --------------------------------------------------------------------------- Notification of voting rights pursuant to Art. 25a, Sec. 1 WpHG We received the following notification pursuant to Art. 25a, Sec. 1 WpHG on January 12, 2015: 1. Listed company: AIXTRON SE Dornkaulstraße 2, 52134 Herzogenrath, Germany 2. Notifier: UBS Group AG, Zurich, Switzerland 3. Triggering event: Exceeding Threshold 4. Threshold(s) crossed or reached: 5% 5. Date at which the threshold is crossed or reached: 06.01.2015 6. Total amount of voting rights: 5.34% (equals 6018579 voting rights) calculated from the following total number of voting rights issued: 112694555 7. Detailed information on the voting rights proportion: Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: 1.33% (equals 1493285 voting rights) thereof held indirectly: 1.33% (equals 1493285 voting rights) Voting rights proportion based on financial/other instruments pursuant to sec. 25 WpHG: 0.79% (equals 891796 voting rights) thereof held indirectly: 0.79% (equals 891796 voting rights) Voting rights pursuant to sec. 21, 22 WpHG: 3.22% (equals 3633498 voting rights) 8. Detailed information on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: Chain of controlled undertakings: UBS AG ISIN or name/description of the financial/other instrument: Physically Settled Put Option Maturity: Expiration date: 20.03.2015 ISIN or name/description of the financial/other instrument: Physically Settled Put Option Maturity: Expiration date: 19.06.2015 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 04.02.2015 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 24.04.2015 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 30.06.2015 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 30.09.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 20.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 03.02.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 13.07.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 19.07.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 01.08.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 29.09.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 03.11.2017 Furthermore we received the following notification pursuant to Art. 25a, Sec. 1 WpHG on January 12, 2015: 1. Listed company: AIXTRON SE Dornkaulstraße 2, 52134 Herzogenrath, Germany 2. Notifier: UBS AG, Zurich, Switzerland 3. Triggering event: Exceeding Threshold 4. Threshold(s) crossed or reached: 5% 5. Date at which the threshold is crossed or reached: 06.01.2015 6. Total amount of voting rights: 5.34% (equals 6018579 voting rights) calculated from the following total number of voting rights issued: 112694555 7. Detailed information on the voting rights proportion: Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: 1.33% (equals 1493285 voting rights) thereof held indirectly: 0.00% (equals 0 voting rights) Voting rights proportion based on financial/other instruments pursuant to sec. 25 WpHG: 0.79% (equals 891796 voting rights) thereof held indirectly: 0.00% (equals 0 voting rights) Voting rights pursuant to sec. 21, 22 WpHG: 3.22% (equals 3633498 voting rights) 8. Detailed information on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: ISIN or name/description of the financial/other instrument: Physically Settled Put Option Maturity: Expiration date: 20.03.2015 ISIN or name/description of the financial/other instrument: Physically Settled Put Option Maturity: Expiration date: 19.06.2015 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 04.02.2015 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 24.04.2015 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 30.06.2015 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 30.09.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 20.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 03.02.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 13.07.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 19.07.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 01.08.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 29.09.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 03.11.2017 15.01.2015 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Media archive at www.dgap-medientreff.de and www.dgap.de --------------------------------------------------------------------------- Language: English Company: AIXTRON SE Dornkaulstraße 2 52134 Herzogenrath Germany Internet: www.aixtron.com End of Announcement DGAP News-Service ---------------------------------------------------------------------------
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