27. August 2015 | Voting Rights Announcements
AIXTRON SE 27.08.2015 19:51 Dissemination of a Voting Rights Announcement, transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement. --------------------------------------------------------------------------- Notification of voting rights pursuant to Art. 25a WpHG We received the following notification pursuant to Art. 25a WpHG on August 24, 2015: 1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath, Germany 2. Notifier: UBS Group AG, Zurich, Switzerland 3. Triggering event: Exceeding Threshold 4. Threshold(s) crossed or reached: 10% 5. Date at which the threshold is crossed or reached: 18.08.2015 6. Total amount of voting rights: 10.01% (equals 11287969 voting rights) calculated from the following total number of voting rights issued: 112715180 7. Detailed information on the voting rights proportion: Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: 3.71% (equals 4180234 voting rights) thereof held indirectly: 3.71% (equals 4180234 voting rights) Voting rights proportion based on financial/other instruments pursuant to Art. 25 WpHG: 1.52% (equals 1710145 voting rights) thereof held indirectly: 1.52% (equals 1710145 voting rights) Voting rights pursuant to Art. 21, 22 WpHG: 4.79% (equals 5397590 voting rights) 8. Detailed information on financial/other instruments pursuant to Art. 25a WpHG: Chain of controlled undertakings: UBS AG ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 06.06.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 30.09.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 20.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 13.07.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 01.08.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 03.11.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 16.01.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 05.02.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 19.03.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 02.07.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 02.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 13.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 19.07.2017 ISIN or name/description of the financial/other instrument: Physically Settled Short PUT Option Maturity: Expiration date: 18.12.2015 Furthermore we received the following notification pursuant to Art. 25a WpHG on August 24, 2015: 1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath, Germany 2. Notifier: UBS AG, Zurich, Switzerland 3. Triggering event: Exceeding Threshold 4. Threshold(s) crossed or reached: 10% 5. Date at which the threshold is crossed or reached: 18.08.2015 6. Total amount of voting rights: 10.01% (equals 11287969 voting rights) calculated from the following total number of voting rights issued: 112715180 7. Detailed information on the voting rights proportion: Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: 3.71% (equals 4180234 voting rights) thereof held indirectly: 0.00% (equals 0 voting rights) Voting rights proportion based on financial/other instruments pursuant to Art. 25 WpHG: 1.52% (equals 1710145 voting rights) thereof held indirectly: 0.20% (equals 229901 voting rights) Voting rights pursuant to Art. 21, 22 WpHG: 4.79% (equals 5397590 voting rights) 8. Detailed information on financial/other instruments pursuant to Art. 25a WpHG: ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 06.06.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 30.09.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 20.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 13.07.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 01.08.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 03.11.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 16.01.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 05.02.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 19.03.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 02.07.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 02.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 13.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 19.07.2017 ISIN or name/description of the financial/other instrument: Physically Settled Short PUT Option Maturity: Expiration date: 18.12.2015 Furthermore we received the following notification pursuant to Art. 25a WpHG on August 24, 2015: 1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath, Germany 2. Notifier: UBS Group AG, Zurich, Switzerland 3. Triggering event: Falling below threshold 4. Threshold(s) crossed or reached: 10% 5. Date at which the threshold is crossed or reached: 19.08.2015 6. Total amount of voting rights: 9.91% (equals 11172502 voting rights) calculated from the following total number of voting rights issued: 112715180 7. Detailed information on the voting rights proportion: Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: 3.69% (equals 4160173 voting rights) thereof held indirectly: 3.69% (equals 4160173 voting rights) Voting rights proportion based on financial/other instruments pursuant to Art. 25 WpHG: 1.41% (equals 1587851 voting rights) thereof held indirectly: 1.41% (equals 1587851 voting rights) Voting rights pursuant to Art. 21, 22 WpHG: 4.81% (equals 5424478 voting rights) 8. Detailed information on financial/other instruments pursuant to Art. 25a WpHG: Chain of controlled undertakings: UBS AG ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 06.06.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 30.09.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 20.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 13.07.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 01.08.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 03.11.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 16.01.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 05.02.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 19.03.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 02.07.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 02.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 13.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 19.07.2017 ISIN or name/description of the financial/other instrument: Physically Settled Short PUT Option Maturity: Expiration date: 18.12.2015 Furthermore we received the following notification pursuant to Art. 25a WpHG on August 24, 2015: 1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath, Germany 2. Notifier: UBS AG, Zurich, Switzerland 3. Triggering event: Falling below threshold 4. Threshold(s) crossed or reached: 10% 5. Date at which the threshold is crossed or reached: 19.08.2015 6. Total amount of voting rights: 9.91% (equals 11172502 voting rights) calculated from the following total number of voting rights issued: 112715180 7. Detailed information on the voting rights proportion: Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: 3.69% (equals 4160173 voting rights) thereof held indirectly: 0.00% (equals 0 voting rights) Voting rights proportion based on financial/other instruments pursuant to Art. 25 WpHG: 1.41% (equals 1587851 voting rights) thereof held indirectly: 0.11% (equals 127607 voting rights) Voting rights pursuant to Art. 21, 22 WpHG: 4.81% (equals 5424478 voting rights) 8. Detailed information on financial/other instruments pursuant to Art. 25a WpHG: ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 06.06.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 30.09.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 20.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 13.07.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 01.08.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 03.11.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 16.01.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 05.02.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 19.03.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 02.07.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 02.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 13.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 19.07.2017 ISIN or name/description of the financial/other instrument: Physically Settled Short PUT Option Maturity: Expiration date: 18.12.2015 27.08.2015 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Media archive at www.dgap-medientreff.de and www.dgap.de --------------------------------------------------------------------------- Language: English Company: AIXTRON SE Dornkaulstraße 2 52134 Herzogenrath Germany Internet: www.aixtron.com End of Announcement DGAP News-Service ---------------------------------------------------------------------------
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