29. June 2015 | Voting Rights Announcements

On June 24, 2015, UBS Group AG, Zurich, Switzerland has informed us according to Article 21, Section

AIXTRON SE 

29.06.2015 17:21

Dissemination of a Voting Rights Announcement, transmitted by
DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
---------------------------------------------------------------------------


On June 24, 2015, UBS Group AG, Zurich, Switzerland has informed us
according to Article 21, Section 1 of the WpHG that via shares its Voting
Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 5%
threshold of the Voting Rights on June 19, 2015 and on that day amounted to
4.99% (this corresponds to 5624525 Voting Rights). 4.99% of Voting Rights
(this corresponds to 5624525 Voting Rights) are attributed to the company
in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG
(German Securities Trading Act). Attributed Voting Rights are held by the
following companies under its control, whose share of the Voting Rights in
AIXTRON SE amounts to 3 percent or more: UBS AG.
 
Furthermore, on June 24, 2015, UBS AG, Zurich, Switzerland has informed us
according to Article 21, Section 1 of the WpHG that via shares its Voting
Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 5%
threshold of the Voting Rights on June 19, 2015 and on that day amounted to
4.99% (this corresponds to 5624525 Voting Rights). 1.01% of Voting Rights
(this corresponds to 1135032 Voting Rights) are attributed to the company
in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG
(German Securities Trading Act).

Furthermore, on June 26, 2015, UBS Group AG, Zurich, Switzerland has
informed us according to Article 21, Section 1 of the WpHG that via shares
its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the
5% threshold of the Voting Rights on June 22, 2015 and on that day amounted
to 5.005% (this corresponds to 5640715 Voting Rights). 5.005% of Voting
Rights (this corresponds to 5640715 Voting Rights) are attributed to the
company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the
WpHG (German Securities Trading Act). Attributed Voting Rights are held by
the following companies under its control, whose share of the Voting Rights
in AIXTRON SE amounts to 3 percent or more: UBS AG.

Furthermore, on June 26, 2015, UBS AG, Zurich, Switzerland has informed us
according to Article 21, Section 1 of the WpHG that via shares its Voting
Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 5% threshold
of the Voting Rights on June 22, 2015 and on that day amounted to 5.005%
(this corresponds to 5640715 Voting Rights). 1.01% of Voting Rights (this
corresponds to 1134962 Voting Rights) are attributed to the company in
accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG
(German Securities Trading Act).

Furthermore, on June 26, 2015, UBS Group AG, Zurich, Switzerland has
informed us according to Article 21, Section 1 of the WpHG that via shares
its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below
the 5% threshold of the Voting Rights on June 24, 2015 and on that day
amounted to 4.997% (this corresponds to 5631266 Voting Rights). 4.997% of
Voting Rights (this corresponds to 5631266 Voting Rights) are attributed to
the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of
the WpHG (German Securities Trading Act). Attributed Voting Rights are held
by the following companies under its control, whose share of the Voting
Rights in AIXTRON SE amounts to 3 percent or more: UBS AG.

Furthermore, on June 26, 2015, UBS AG, Zurich, Switzerland has informed us
according to Article 21, Section 1 of the WpHG that via shares its Voting
Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 5%
threshold of the Voting Rights on June 24, 2015 and on that day amounted to
4.997% (this corresponds to 5631266 Voting Rights). 1.02% of Voting Rights
(this corresponds to 1153575 Voting Rights) are attributed to the company
in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG
(German Securities Trading Act).

Furthermore, we received the following notification pursuant to Art. 25a,
Sec. 1 WpHG on June 24, 2015:
1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath,
Germany
2. Notifier: UBS Group AG, Zurich, Switzerland 
3. Triggering event: Falling below threshold
4. Threshold(s) crossed or reached: 10%
5. Date at which the threshold is crossed or reached: 18.06.2015
6. Total amount of voting rights: 9.95% (equals 11208883 voting rights)
calculated from the following total number of voting rights issued:
112701905
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 3.94% (equals 4440811 voting rights) thereof held
indirectly: 3.94% (equals 4440811 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 0.94% (equals 1058131 voting rights) thereof held indirectly:
0.94% (equals 1058131 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG: 5.07% (equals 5709941 voting
rights)
8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:
Chain of controlled undertakings: UBS AG
ISIN or name/description of the financial/other instrument: Physically
Settled Put Option, Expiration date: 19.06.2015
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 06.06.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 30.09.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 08.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 27.03.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 13.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 03.11.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 05.02.2018
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 19.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 02.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 13.12.2016

Furthermore, we received the following notification pursuant to Art. 25a,
Sec. 1 WpHG on June 24, 2015:
1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath,
Germany
2. Notifier: UBS AG, Zurich, Switzerland 
3. Triggering event: Falling below threshold 
4. Threshold(s) crossed or reached: 10% 
5. Date at which the threshold is crossed or reached: 18.06.2015 
6. Total amount of voting rights: 9.95% (equals 11208883 voting rights) 
calculated from the following total number of voting rights issued:
112701905
7. Detailed information on the voting rights proportion: 
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 3.94% (equals 4440811 voting rights) thereof held
indirectly: 0% (equals 0 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 0.94% (equals 1058131 voting rights) thereof held indirectly:
0.09% (equals 96429 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG: 5.07% (equals 5709941 voting
rights)
8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:
ISIN or name/description of the financial/other instrument: Physically
Settled Put Option, Expiration date: 19.06.2015
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 06.06.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 30.09.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 08.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 27.03.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 13.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 03.11.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 05.02.2018
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 19.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 02.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 13.12.2016



29.06.2015 The DGAP Distribution Services include Regulatory Announcements,
Financial/Corporate News and Press Releases.
Media archive at www.dgap-medientreff.de and www.dgap.de

---------------------------------------------------------------------------
 
Language:     English
Company:      AIXTRON SE
              Dornkaulstraße 2
              52134 Herzogenrath
              Germany
Internet:     www.aixtron.com
 
End of Announcement                             DGAP News-Service
 
---------------------------------------------------------------------------

Our registered trademarks: AIXACT®, AIXTRON®, Atomic Level Solutions®, Close Coupled Showerhead®, CRIUS®, EXP®, EPISON®, Gas Foil Rotation®, Optacap™, OVPD®, Planetary Reactor®, PVPD®, STExS®, Trijet®

Your contact person

Investor Relations

Ralf Penner

Senior IR Manager

Phone: +49 (2407) 9030-6153

Send e-mail

Service

AIXTRON SE (Headquarters)

AIXTRON 24/7 Technical Support Line

AIXTRON Europe

AIXTRON Ltd (UK)

AIXTRON K.K. (Japan)

AIXTRON Korea Co., Ltd.

AIXTRON Taiwan Co., Ltd. (Main Office)

AIXTRON Inc. (USA)

Products

Vincent Meric
Vice President Marketing

Career

Laura Preinich
Recruiter

Tom Lankes
Talent Acquisition Expert- Ausbildungsleitung

Sustainability

Christoph Pütz
Senior Manager ESG & Sustainability

Investor Relations

Christian Ludwig
Vice President Investor Relations & Corporate Communications

Ralf Penner
Senior IR Manager

Press & Public Relations

Christian Ludwig
Vice President Investor Relations & Corporate Communications

Research & Development

Prof. Dr. Michael Heuken
Vice President Advanced Technologies