28. April 2015 | Voting Rights Announcements
AIXTRON SE 28.04.2015 18:27 Dissemination of a Voting Rights Announcement, transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement. --------------------------------------------------------------------------- Notification of voting rights pursuant to Art. 25a, Sec. 1 WpHG We received the following notification pursuant to Art. 25a, Sec. 1 WpHG on April 23, 2015: 1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath, Germany 2. Notifier: UBS Group AG, Zurich, Switzerland 3. Triggering event: Falling below threshold 4. Threshold(s) crossed or reached: 10% 5. Date at which the threshold is crossed or reached: 17.04.2015 6. Total amount of voting rights: 9.998% (equals 11267523 voting rights) calculated from the following total number of voting rights issued: 112701905 7. Detailed information on the voting rights proportion: Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: 3.85% (equals 4342176 voting rights) thereof held indirectly: 3.85% (equals 4342176 voting rights) Voting rights proportion based on financial/other instruments pursuant to Art. 25 WpHG: 0.76% (equals 860981 voting rights) thereof held indirectly: 0.76% (equals 860981 voting rights) Voting rights pursuant to Art. 21, 22 WpHG: 5.38% (equals 6064366 voting rights) 8. Detailed information on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: Chain of controlled undertakings: UBS AG ISIN or name/description of the financial/other instrument: Physically settled Put Option Maturity: Expiration date: 19.06.2015 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 30.06.2015 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 30.09.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 08.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 20.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 27.03.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 13.07.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 01.08.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 29.09.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 03.11.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 05.02.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 19.03.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 02.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 19.07.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 13.12.2016 Furthermore we received the following notification pursuant to Art. 25a, Sec. 1 WpHG on April 23, 2015: 1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath, Germany 2. Notifier: UBS AG, Zurich, Switzerland 3. Triggering event: Falling below threshold 4. Threshold(s) crossed or reached: 10% 5. Date at which the threshold is crossed or reached: 17.04.2015 6. Total amount of voting rights: 9.998% (equals 11267523 voting rights) calculated from the following total number of voting rights issued: 112701905 7. Detailed information on the voting rights proportion: Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: 3.85% (equals 4342176 voting rights) thereof held indirectly: 0% (equals 0 voting rights) Voting rights proportion based on financial/other instruments pursuant to Art. 25 WpHG: 0.76% (equals 860981 voting rights) thereof held indirectly: 0% (equals 0 voting rights) Voting rights pursuant to Art. 21, 22 WpHG: 5.38% (equals 6064366 voting rights) 8. Detailed information on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: ISIN or name/description of the financial/other instrument: Physically settled Put Option Maturity: Expiration date: 19.06.2015 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 30.06.2015 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 30.09.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 08.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 20.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 27.03.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 13.07.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 01.08.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 29.09.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 03.11.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 05.02.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 19.03.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 02.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 19.07.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 13.12.2016 Furthermore we received the following notification pursuant to Art. 25a, Sec. 1 WpHG on April 23, 2015: 1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath, Germany 2. Notifier: UBS Group AG, Zurich, Switzerland 3. Triggering event: Exceeding Threshold 4. Threshold(s) crossed or reached: 10% 5. Date at which the threshold is crossed or reached: 20.04.2015 6. Total amount of voting rights: 10.12% (equals 11407951 voting rights) calculated from the following total number of voting rights issued: 112701905 7. Detailed information on the voting rights proportion: Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: 3.84% (equals 4332617 voting rights) thereof held indirectly: 3.84% (equals 4332617 voting rights) Voting rights proportion based on financial/other instruments pursuant to Art. 25 WpHG: 0.99% (equals 1120657 voting rights) thereof held indirectly: 0.99% (equals 1120657 voting rights) Voting rights pursuant to Art. 21, 22 WpHG: 5.28% (equals 5954677 voting rights) 8. Detailed information on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: Chain of controlled undertakings: UBS AG ISIN or name/description of the financial/other instrument: Physically settled Put Option Maturity: Expiration date: 19.06.2015 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 30.06.2015 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 30.09.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 08.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 20.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 27.03.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 13.07.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 01.08.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 29.09.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 03.11.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 05.02.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 19.03.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 02.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 19.07.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 13.12.2016 Furthermore we received the following notification pursuant to Art. 25a, Sec. 1 WpHG on April 23, 2015: 1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath, Germany 2. Notifier: UBS AG, Zurich, Switzerland 3. Triggering event: Exceeding Threshold 4. Threshold(s) crossed or reached: 10% 5. Date at which the threshold is crossed or reached: 20.04.2015 6. Total amount of voting rights: 10.12% (equals 11407951 voting rights) calculated from the following total number of voting rights issued: 112701905 7. Detailed information on the voting rights proportion: Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: 3.84% (equals 4332617 voting rights) thereof held indirectly: 0% (equals 0 voting rights) Voting rights proportion based on financial/other instruments pursuant to Art. 25 WpHG: 0.99% (equals 1120657 voting rights) thereof held indirectly: 0% (equals 0 voting rights) Voting rights pursuant to Art. 21, 22 WpHG: 5.28% (equals 5954677 voting rights) 8. Detailed information on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: ISIN or name/description of the financial/other instrument: Physically settled Put Option Maturity: Expiration date: 19.06.2015 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 30.06.2015 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 30.09.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 08.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 20.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 27.03.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 13.07.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 01.08.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 29.09.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 03.11.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 05.02.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 19.03.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 02.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 19.07.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 13.12.2016 28.04.2015 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Media archive at www.dgap-medientreff.de and www.dgap.de --------------------------------------------------------------------------- Language: English Company: AIXTRON SE Dornkaulstraße 2 52134 Herzogenrath Germany Internet: www.aixtron.com End of Announcement DGAP News-Service ---------------------------------------------------------------------------
Our registered trademarks: AIXACT®, AIXTRON®, Atomic Level Solutions®, Close Coupled Showerhead®, CRIUS®, EXP®, EPISON®, Gas Foil Rotation®, Optacap™, OVPD®, Planetary Reactor®, PVPD®, STExS®, Trijet®
Investor Relations
Ralf Penner
Senior IR Manager
Alan Tai
Taiwan/Singapore
Christof Sommerhalter
USA
Christian Geng
Europe
Hisatoshi Hagiwara
Japan
Nam Kyu Lee
South Korea
Wei (William) Song
China
AIXTRON SE (Headquarters)
AIXTRON 24/7 Technical Support Line
AIXTRON Europe
AIXTRON Ltd (UK)
AIXTRON K.K. (Japan)
AIXTRON Korea Co., Ltd.
AIXTRON Taiwan Co., Ltd. (Main Office)
AIXTRON Inc. (USA)
Laura Preinich
Recruiter
Tom Lankes
Talent Acquisition Expert- Ausbildungsleitung
Christoph Pütz
Senior Manager ESG & Sustainability
Christian Ludwig
Vice President Investor Relations & Corporate Communications
Ralf Penner
Senior IR Manager
Christian Ludwig
Vice President Investor Relations & Corporate Communications
Prof. Dr. Michael Heuken
Vice President Advanced Technologies