28. April 2015 | Voting Rights Announcements

Notification of voting rights pursuant to Art. 25a, Sec. 1 WpHG We received the following notification

AIXTRON SE 

28.04.2015 18:27

Dissemination of a Voting Rights Announcement, transmitted by
DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
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Notification of voting rights pursuant to Art. 25a, Sec. 1 WpHG
We received the following notification pursuant to Art. 25a, Sec. 1 WpHG on
April 23, 2015:

1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath,
Germany

2. Notifier: UBS Group AG, Zurich, Switzerland 

3. Triggering event: Falling below threshold

4. Threshold(s) crossed or reached: 10%

5. Date at which the threshold is crossed or reached: 17.04.2015

6. Total amount of voting rights: 9.998% (equals 11267523 voting rights)
calculated from the following total number of voting rights issued:
112701905

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 3.85% (equals 4342176 voting rights) thereof held
indirectly: 3.85% (equals 4342176 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 0.76% (equals 860981 voting rights) thereof held indirectly:
0.76% (equals 860981 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG: 5.38% (equals 6064366 voting
rights)

8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:

Chain of controlled undertakings: UBS AG

ISIN or name/description of the financial/other instrument: Physically
settled Put Option
Maturity: 
Expiration date: 19.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity: 
Expiration date: 30.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity: 
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity: 
Expiration date: 08.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity: 
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity: 
Expiration date: 27.03.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity: 
Expiration date: 13.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity: 
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity: 
Expiration date: 29.09.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity: 
Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity: 
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity: 
Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity: 
Expiration date: 02.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity: 
Expiration date: 19.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity: 
Expiration date: 13.12.2016


Furthermore we received the following notification pursuant to Art. 25a,
Sec. 1 WpHG on April 23, 2015:

1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath,
Germany

2. Notifier: UBS AG, Zurich, Switzerland 

3. Triggering event: Falling below threshold 

4. Threshold(s) crossed or reached: 10% 

5. Date at which the threshold is crossed or reached: 17.04.2015 

6. Total amount of voting rights: 9.998% (equals 11267523 voting rights)
calculated from the following total number of voting rights issued:
112701905

7. Detailed information on the voting rights proportion: 

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 3.85% (equals 4342176 voting rights) thereof held
indirectly: 0% (equals 0 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 0.76% (equals 860981 voting rights) thereof held indirectly:
0% (equals 0 voting rights) 

Voting rights pursuant to Art. 21, 22 WpHG: 5.38% (equals 6064366 voting
rights)

8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:

ISIN or name/description of the financial/other instrument: Physically
settled Put Option
Maturity: 
Expiration date: 19.06.2015 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 30.06.2015 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 30.09.2016 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 08.12.2016 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 20.12.2016 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 27.03.2017 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 13.07.2017 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 01.08.2017 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 29.09.2017 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 03.11.2017 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 05.02.2018 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 19.03.2018 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 02.12.2016 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 19.07.2017 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 13.12.2016 


Furthermore we received the following notification pursuant to Art. 25a,
Sec. 1 WpHG on April 23, 2015:

1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath,
Germany

2. Notifier: UBS Group AG, Zurich, Switzerland 

3. Triggering event: Exceeding Threshold 

4. Threshold(s) crossed or reached: 10% 

5. Date at which the threshold is crossed or reached: 20.04.2015 

6. Total amount of voting rights: 10.12% (equals 11407951 voting rights) 
calculated from the following total number of voting rights issued:
112701905

7. Detailed information on the voting rights proportion: 

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 3.84% (equals 4332617 voting rights) thereof held
indirectly: 3.84% (equals 4332617 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 0.99% (equals 1120657 voting rights) thereof held indirectly:
0.99% (equals 1120657 voting rights) 

Voting rights pursuant to Art. 21, 22 WpHG: 5.28% (equals 5954677 voting
rights)

8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:

Chain of controlled undertakings: UBS AG 

ISIN or name/description of the financial/other instrument: Physically
settled Put Option
Maturity: 
Expiration date: 19.06.2015 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 30.06.2015 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 30.09.2016 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 08.12.2016 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 20.12.2016 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 27.03.2017 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 13.07.2017 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 01.08.2017 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 29.09.2017 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 03.11.2017 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 05.02.2018 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 19.03.2018 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 02.12.2016 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 19.07.2017 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 13.12.2016 


Furthermore we received the following notification pursuant to Art. 25a,
Sec. 1 WpHG on April 23, 2015:

1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath,
Germany

2. Notifier: UBS AG, Zurich, Switzerland 

3. Triggering event: Exceeding Threshold 

4. Threshold(s) crossed or reached: 10% 

5. Date at which the threshold is crossed or reached: 20.04.2015 

6. Total amount of voting rights: 10.12% (equals 11407951 voting rights)
calculated from the following total number of voting rights issued:
112701905

7. Detailed information on the voting rights proportion: 

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 3.84% (equals 4332617 voting rights) thereof held
indirectly: 0% (equals 0 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 0.99% (equals 1120657 voting rights) thereof held indirectly:
0% (equals 0 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG: 5.28% (equals 5954677 voting
rights)

8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:

ISIN or name/description of the financial/other instrument: Physically
settled Put Option
Maturity: 
Expiration date: 19.06.2015 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 30.06.2015 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 30.09.2016 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 08.12.2016 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 20.12.2016 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 27.03.2017 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 13.07.2017 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 01.08.2017 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 29.09.2017 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 03.11.2017 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 05.02.2018 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 19.03.2018 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 02.12.2016 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 19.07.2017 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 13.12.2016



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Financial/Corporate News and Press Releases.
Media archive at www.dgap-medientreff.de and www.dgap.de

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Language:     English
Company:      AIXTRON SE
              Dornkaulstraße 2
              52134 Herzogenrath
              Germany
Internet:     www.aixtron.com
 
End of Announcement                             DGAP News-Service
 
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