03. November 2015 | Voting Rights Announcements
AIXTRON SE 03.11.2015 17:32 Dissemination of a Voting Rights Announcement, transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement. --------------------------------------------------------------------------- Notification of voting rights pursuant to Art. 25a WpHG We received the following notification pursuant to Art. 25a WpHG on October 29, 2015: 1. Listed company: AIXTRON SE Dornkaulstraße 2, 52134 Herzogenrath, Germany 2. Notifier: UBS Group AG, Zurich, Switzerland 3. Triggering event: Exceeding Threshold 4. Threshold(s) crossed or reached: 10% 5. Date at which the threshold is crossed or reached: 23.10.2015 6. Total amount of voting rights: 10.26% (equals 11559885 voting rights) calculated from the following total number of voting rights issued: 112715180 7. Detailed information on the voting rights proportion: Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: 3.73% (equals 4205933 voting rights) thereof held indirectly: 3.73% (equals 4205933 voting rights) Voting rights proportion based on financial/other instruments pursuant to Art. 25 WpHG: 2.35% (equals 2644960 voting rights) thereof held indirectly: 2.35% (equals 2644960 voting rights) Voting rights pursuant to Art. 21, 22 WpHG: 4.18% (equals 4708992 voting rights) 8. Detailed information on financial/other instruments pursuant to Art. 25a WpHG: Chain of controlled undertakings: UBS AG ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 01.04.2016 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 06.06.2016 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 20.12.2016 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 01.08.2017 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 03.11.2017 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 16.01.2018 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 05.02.2018 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 19.03.2018 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 02.07.2018 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 21.08.2018 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 27.08.2018 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 02.12.2016 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 13.12.2016 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 22.09.2017 ISIN or name/description of the financial/other instrument: Physically Settled Put Option Maturity: Expiration date: 18.12.2015 Further more we received the following notification pursuant to Art. 25a WpHG on October 29, 2015: 1. Listed company: AIXTRON SE Dornkaulstraße 2, 52134 Herzogenrath, Germany 2. Notifier: UBS AG, Zurich, Switzerland 3. Triggering event: Exceeding Threshold 4. Threshold(s) crossed or reached: 10% 5. Date at which the threshold is crossed or reached: 23.10.2015 6. Total amount of voting rights: 10.26% (equals 11559885 voting rights) calculated from the following total number of voting rights issued: 112715180 7. Detailed information on the voting rights proportion: Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: 3.73% (equals 4205933 voting rights) thereof held indirectly: 0.00% (equals 0 voting rights) Voting rights proportion based on financial/other instruments pursuant to Art. 25 WpHG: 2.35% (equals 2644960 voting rights) thereof held indirectly: 0.76% (equals 854865 voting rights) Voting rights pursuant to Art. 21, 22 WpHG: 4.18% (equals 4708992 voting rights) 8. Detailed information on financial/other instruments pursuant to Art. 25a WpHG: ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 01.04.2016 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 06.06.2016 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 20.12.2016 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 01.08.2017 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 03.11.2017 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 16.01.2018 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 05.02.2018 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 19.03.2018 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 02.07.2018 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 21.08.2018 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 27.08.2018 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 02.12.2016 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 13.12.2016 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 22.09.2017 ISIN or name/description of the financial/other instrument: Physically Settled Put Option Maturity: Expiration date: 18.12.2015 Further more we received the following notification pursuant to Art. 25a WpHG on October 29, 2015: 1. Listed company: AIXTRON SE Dornkaulstraße 2, 52134 Herzogenrath, Germany 2. Notifier: UBS Group AG, Zurich, Switzerland 3. Triggering event: Falling below threshold 4. Threshold(s) crossed or reached: 10% 5. Date at which the threshold is crossed or reached: 26.10.2015 6. Total amount of voting rights: 9.87% (equals 11130286 voting rights) calculated from the following total number of voting rights issued: 112715180 7. Detailed information on the voting rights proportion: Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: 3.55% (equals 3997079 voting rights) thereof held indirectly: 3.55% (equals 3997079 voting rights) Voting rights proportion based on financial/other instruments pursuant to Art. 25 WpHG: 2.35% (equals 2646501 voting rights) thereof held indirectly: 2.35% (equals 2646501 voting rights) Voting rights pursuant to Art. 21, 22 WpHG: 3.98% (equals 4486706 voting rights) 8. Detailed information on financial/other instruments pursuant to Art. 25a WpHG: Chain of controlled undertakings: UBS AG ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 01.04.2016 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 06.06.2016 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 20.12.2016 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 01.08.2017 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 03.11.2017 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 16.01.2018 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 05.02.2018 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 19.03.2018 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 02.07.2018 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 21.08.2018 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 27.08.2018 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 02.12.2016 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 13.12.2016 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 22.09.2017 ISIN or name/description of the financial/other instrument: Physically Settled Put Option Maturity: Expiration date: 18.12.2015 Further more we received the following notification pursuant to Art. 25a WpHG on October 29, 2015: 1. Listed company: AIXTRON SE Dornkaulstraße 2, 52134 Herzogenrath, Germany 2. Notifier: UBS AG, Zurich, Switzerland 3. Triggering event: Falling below threshold 4. Threshold(s) crossed or reached: 10% 5. Date at which the threshold is crossed or reached: 26.10.2015 6. Total amount of voting rights: 9.87% (equals 11130286 voting rights) calculated from the following total number of voting rights issued: 112715180 7. Detailed information on the voting rights proportion: Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: 3.55% (equals 3997079 voting rights) thereof held indirectly: 0.00% (equals 0 voting rights) Voting rights proportion based on financial/other instruments pursuant to Art. 25 WpHG: 2.35% (equals 2646501 voting rights) thereof held indirectly: 0.73% (equals 819873 voting rights) Voting rights pursuant to Art. 21, 22 WpHG: 3.98% (equals 4486706 voting rights) 8. Detailed information on financial/other instruments pursuant to Art. 25a WpHG: ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 01.04.2016 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 06.06.2016 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 20.12.2016 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 01.08.2017 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 03.11.2017 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 16.01.2018 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 05.02.2018 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 19.03.2018 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 02.07.2018 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 21.08.2018 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 27.08.2018 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 02.12.2016 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 13.12.2016 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 22.09.2017 ISIN or name/description of the financial/other instrument: Physically Settled Put Option Maturity: Expiration date: 18.12.2015 03.11.2015 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Media archive at www.dgap-medientreff.de and www.dgap.de --------------------------------------------------------------------------- Language: English Company: AIXTRON SE Dornkaulstraße 2 52134 Herzogenrath Germany Internet: www.aixtron.com End of Announcement DGAP News-Service ---------------------------------------------------------------------------
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