03. November 2015 | Voting Rights Announcements

Notification of voting rights pursuant to Art. 25a WpHG We received the following notification pursuant

AIXTRON SE 

03.11.2015 17:32

Dissemination of a Voting Rights Announcement, transmitted by
DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
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Notification of voting rights pursuant to Art. 25a WpHG
We received the following notification pursuant to Art. 25a WpHG on October
29, 2015:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
UBS Group AG, Zurich, Switzerland 

3. Triggering event:
Exceeding Threshold

4. Threshold(s) crossed or reached:
10%

5. Date at which the threshold is crossed or reached:
23.10.2015

6. Total amount of voting rights:
10.26% (equals 11559885 voting rights)
calculated from the following total number of voting rights issued:
112715180

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.73% (equals 4205933 voting rights)

thereof held indirectly:
3.73% (equals 4205933 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
2.35% (equals 2644960 voting rights)

thereof held indirectly:
2.35% (equals 2644960 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG:
4.18% (equals 4708992 voting rights)

8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:

Chain of controlled undertakings:
UBS AG

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 01.04.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 06.06.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 16.01.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 02.07.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 21.08.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 27.08.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 02.12.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 13.12.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 22.09.2017

ISIN or name/description of the financial/other instrument: Physically
Settled Put Option
Maturity: 
Expiration date: 18.12.2015


Further more we received the following notification pursuant to Art. 25a
WpHG on October 29, 2015:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
UBS AG, Zurich, Switzerland 

3. Triggering event:
Exceeding Threshold

4. Threshold(s) crossed or reached:
10%

5. Date at which the threshold is crossed or reached:
23.10.2015

6. Total amount of voting rights:
10.26% (equals 11559885 voting rights)
calculated from the following total number of voting rights issued:
112715180

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.73% (equals 4205933 voting rights)

thereof held indirectly:
0.00% (equals 0 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
2.35% (equals 2644960 voting rights)

thereof held indirectly:
0.76% (equals 854865 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG:
4.18% (equals 4708992 voting rights)

8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 01.04.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 06.06.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 16.01.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 02.07.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 21.08.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 27.08.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 02.12.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 13.12.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 22.09.2017

ISIN or name/description of the financial/other instrument: Physically
Settled Put Option
Maturity: 
Expiration date: 18.12.2015


Further more we received the following notification pursuant to Art. 25a
WpHG on October 29, 2015:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
UBS Group AG, Zurich, Switzerland 

3. Triggering event:
Falling below threshold

4. Threshold(s) crossed or reached:
10%

5. Date at which the threshold is crossed or reached:
26.10.2015

6. Total amount of voting rights:
9.87% (equals 11130286 voting rights)
calculated from the following total number of voting rights issued:
112715180

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.55% (equals 3997079 voting rights)

thereof held indirectly:
3.55% (equals 3997079 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
2.35% (equals 2646501 voting rights)

thereof held indirectly:
2.35% (equals 2646501 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG:
3.98% (equals 4486706 voting rights)

8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:

Chain of controlled undertakings:
UBS AG

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 01.04.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 06.06.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 16.01.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 02.07.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 21.08.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 27.08.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 02.12.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 13.12.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 22.09.2017

ISIN or name/description of the financial/other instrument: Physically
Settled Put Option
Maturity: 
Expiration date: 18.12.2015


Further more we received the following notification pursuant to Art. 25a
WpHG on October 29, 2015:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
UBS AG, Zurich, Switzerland 

3. Triggering event:
Falling below threshold

4. Threshold(s) crossed or reached:
10%

5. Date at which the threshold is crossed or reached:
26.10.2015

6. Total amount of voting rights:
9.87% (equals 11130286 voting rights)
calculated from the following total number of voting rights issued:
112715180

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.55% (equals 3997079 voting rights)

thereof held indirectly:
0.00% (equals 0 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
2.35% (equals 2646501 voting rights)

thereof held indirectly:
0.73% (equals 819873 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG:
3.98% (equals 4486706 voting rights)

8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 01.04.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 06.06.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 16.01.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 02.07.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 21.08.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 27.08.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 02.12.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 13.12.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity: 
Expiration date: 22.09.2017

ISIN or name/description of the financial/other instrument: Physically
Settled Put Option
Maturity: 
Expiration date: 18.12.2015



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Financial/Corporate News and Press Releases.
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Language:     English
Company:      AIXTRON SE
              Dornkaulstraße 2
              52134 Herzogenrath
              Germany
Internet:     www.aixtron.com
 
End of Announcement                             DGAP News-Service
 
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