03. November 2015 | Voting Rights Announcements
AIXTRON SE
03.11.2015 17:32
Dissemination of a Voting Rights Announcement, transmitted by
DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
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Notification of voting rights pursuant to Art. 25a WpHG
We received the following notification pursuant to Art. 25a WpHG on October
29, 2015:
1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany
2. Notifier:
UBS Group AG, Zurich, Switzerland
3. Triggering event:
Exceeding Threshold
4. Threshold(s) crossed or reached:
10%
5. Date at which the threshold is crossed or reached:
23.10.2015
6. Total amount of voting rights:
10.26% (equals 11559885 voting rights)
calculated from the following total number of voting rights issued:
112715180
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.73% (equals 4205933 voting rights)
thereof held indirectly:
3.73% (equals 4205933 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
2.35% (equals 2644960 voting rights)
thereof held indirectly:
2.35% (equals 2644960 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG:
4.18% (equals 4708992 voting rights)
8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:
Chain of controlled undertakings:
UBS AG
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 01.04.2016
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 06.06.2016
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 03.11.2017
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 16.01.2018
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 05.02.2018
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 02.07.2018
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 21.08.2018
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 27.08.2018
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 02.12.2016
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 13.12.2016
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 22.09.2017
ISIN or name/description of the financial/other instrument: Physically
Settled Put Option
Maturity:
Expiration date: 18.12.2015
Further more we received the following notification pursuant to Art. 25a
WpHG on October 29, 2015:
1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany
2. Notifier:
UBS AG, Zurich, Switzerland
3. Triggering event:
Exceeding Threshold
4. Threshold(s) crossed or reached:
10%
5. Date at which the threshold is crossed or reached:
23.10.2015
6. Total amount of voting rights:
10.26% (equals 11559885 voting rights)
calculated from the following total number of voting rights issued:
112715180
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.73% (equals 4205933 voting rights)
thereof held indirectly:
0.00% (equals 0 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
2.35% (equals 2644960 voting rights)
thereof held indirectly:
0.76% (equals 854865 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG:
4.18% (equals 4708992 voting rights)
8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 01.04.2016
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 06.06.2016
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 03.11.2017
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 16.01.2018
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 05.02.2018
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 02.07.2018
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 21.08.2018
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 27.08.2018
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 02.12.2016
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 13.12.2016
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 22.09.2017
ISIN or name/description of the financial/other instrument: Physically
Settled Put Option
Maturity:
Expiration date: 18.12.2015
Further more we received the following notification pursuant to Art. 25a
WpHG on October 29, 2015:
1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany
2. Notifier:
UBS Group AG, Zurich, Switzerland
3. Triggering event:
Falling below threshold
4. Threshold(s) crossed or reached:
10%
5. Date at which the threshold is crossed or reached:
26.10.2015
6. Total amount of voting rights:
9.87% (equals 11130286 voting rights)
calculated from the following total number of voting rights issued:
112715180
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.55% (equals 3997079 voting rights)
thereof held indirectly:
3.55% (equals 3997079 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
2.35% (equals 2646501 voting rights)
thereof held indirectly:
2.35% (equals 2646501 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG:
3.98% (equals 4486706 voting rights)
8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:
Chain of controlled undertakings:
UBS AG
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 01.04.2016
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 06.06.2016
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 03.11.2017
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 16.01.2018
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 05.02.2018
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 02.07.2018
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 21.08.2018
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 27.08.2018
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 02.12.2016
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 13.12.2016
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 22.09.2017
ISIN or name/description of the financial/other instrument: Physically
Settled Put Option
Maturity:
Expiration date: 18.12.2015
Further more we received the following notification pursuant to Art. 25a
WpHG on October 29, 2015:
1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany
2. Notifier:
UBS AG, Zurich, Switzerland
3. Triggering event:
Falling below threshold
4. Threshold(s) crossed or reached:
10%
5. Date at which the threshold is crossed or reached:
26.10.2015
6. Total amount of voting rights:
9.87% (equals 11130286 voting rights)
calculated from the following total number of voting rights issued:
112715180
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.55% (equals 3997079 voting rights)
thereof held indirectly:
0.00% (equals 0 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
2.35% (equals 2646501 voting rights)
thereof held indirectly:
0.73% (equals 819873 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG:
3.98% (equals 4486706 voting rights)
8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 01.04.2016
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 06.06.2016
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 03.11.2017
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 16.01.2018
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 05.02.2018
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 02.07.2018
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 21.08.2018
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 27.08.2018
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 02.12.2016
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 13.12.2016
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 22.09.2017
ISIN or name/description of the financial/other instrument: Physically
Settled Put Option
Maturity:
Expiration date: 18.12.2015
03.11.2015 The DGAP Distribution Services include Regulatory Announcements,
Financial/Corporate News and Press Releases.
Media archive at www.dgap-medientreff.de and www.dgap.de
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Language: English
Company: AIXTRON SE
Dornkaulstraße 2
52134 Herzogenrath
Germany
Internet: www.aixtron.com
End of Announcement DGAP News-Service
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