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10. July 2013 | Voting Rights Announcements
AIXTRON SE 10.07.2013 11:53 Dissemination of a Voting Rights Announcement, transmitted by DGAP - a company of EQS Group AG. The issuer is solely responsible for the content of this announcement. --------------------------------------------------------------------------- Notification of voting rights pursuant to sec. 25a WpHG We received the following notification pursuant to sec. 25a WpHG on July 08, 2013: 1. Listed company: AIXTRON SE Kaiserstr. 98, 52134 Herzogenrath, Germany 2. Notifier: UBS AG, Zurich, Switzerland 3. Triggering event: Exceeding Threshold 4. Threshold(s) crossed or reached: 5% 5. Date at which the threshold is crossed or reached: 03.07.2013 6. Total amount of voting rights: 5.19% (equals 5306340 voting rights) calculated from the following total number of voting rights issued: 102214525 7. Detailed information on the voting rights proportion: Voting rights proportion based on financial/other instruments pursuant to sec. 25a WpHG: 0.92% (equals 944061 voting rights) thereof held indirectly: 0.00% (equals 0 voting rights) Voting rights proportion based on financial/other instruments pursuant to sec. 25 WpHG: 1.42% (equals 1448332 voting rights) thereof held indirectly: 0.00% (equals 0 voting rights) Voting rights pursuant to sec. 21, 22 WpHG: 2.85% (equals 2913947 voting rights) 8. Detailed information on financial/other instruments pursuant to sec. 25a WpHG: ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 13.07.2017 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 02.02.2015 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 17.01.2014 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 01.04.2016 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 03.02.2020 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 22.02.2018 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 15.01.2018 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 31.10.2022 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 30.06.2015 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 30.09.2016 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 05.02.2018 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 01.03.2017 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 04.05.2018 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 10.01.2018 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 04.02.2015 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 19.07.2017 Furthermore we received the following notification pursuant to sec. 25a WpHG on July 08, 2013: 1. Listed company: AIXTRON SE Kaiserstr. 98, 52134 Herzogenrath, Germany 2. Notifier: UBS AG, Zurich, Switzerland 3. Triggering event: Falling below threshold 4. Threshold(s) crossed or reached: 5% 5. Date at which the threshold is crossed or reached: 04.07.2013 6. Total amount of voting rights: 4.54% (equals 4643618 voting rights) calculated from the following number of voting rights issued: 102214525 7. Detailed information on the voting rights proportion: Voting Rights proportion based on financial/other instruments pursuant to sec. 25a WpHG: 0.94% (equals 956199 voting rights) Voting rights proportion based on financial/other instruments pursuant to sec. 25 WpHG: 1.42% (equals 1455110 voting rights) thereof held indirectly: 0.00% (equals 0 voting rights) Voting rights pursuant to sec. 21,22 WpHG: 2.18% (equals 2232309 voting rights) 8. Detailed information on financial/other instruments pursuant to sec. 25a WpHG: ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 13.07.2017 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 02.02.2015 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 17.01.2014 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 01.04.2016 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 03.02.2020 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 22.02.2018 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 15.01.2018 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 31.10.2022 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 30.06.2015 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 30.09.2016 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 05.02.2018 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 01.03.2017 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 04.05.2018 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 10.01.2018 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 04.02.2015 ISIN or name/description of the financial/other instrument: Equity Swaps Maturity: Expiration date: 19.07.2017 10.07.2013 DGAP's Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Media archive at www.dgap-medientreff.de and www.dgap.de --------------------------------------------------------------------------- Language: English Company: AIXTRON SE Kaiserstr. 98 52134 Herzogenrath Germany Internet: www.aixtron.com End of Announcement DGAP News-Service ---------------------------------------------------------------------------
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